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Douglas Matthew Heck

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Las Vegas, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-28
NV RA APPROVED 2010-01-06
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • NV RA
    APPROVED
    Since 2010-01-06

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Henderson NV 10/2009 Present
Bank Of America, N.A. Henderson NV 01/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-29
S66 Uniform Combined State Law Examination 1998-02-13
  • S65 Uniform Investment Adviser Law Examination
    2009-12-29
  • S66 Uniform Combined State Law Examination
    1998-02-13

View on SEC IAPD

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AI AGENT CAPITAL, LLC · LAS VEGAS, NV
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U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
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