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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-02
TX RA APPROVED 2023-11-02
  • NY RA
    APPROVED
    Since 2023-11-02
  • TX RA
    APPROVED
    Since 2023-11-02

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Inc New York NY 06/2006 Present
J.P. Morgan Chase Bank, Na New York NY 11/2016 Present
  • 06/2006 → Present
    Jp Morgan Securities Inc
    New York, NY
  • 11/2016 → Present
    J.P. Morgan Chase Bank, Na
    New York, NY
Other Businesses

Entity Name: Bronxville School Foundation Investment related: No "Address: 177 Pondfield Road Bronxville, New York 10708 https://www.bronxvilleschoolfoundation.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 10/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The organization is focused on enhancing the quality of public education in the Bronxville Community. I will serve on the Finance Committee. This is not similar to my firm role and I am not aware of connections to JPMC." Entity Name: SleepScore Inc. Investment related: No "Address: 2175 Salk Avenue, Carlsbad, CA, Sleepscore.com" Nature of the other business: Sleep Science Position/Title/Relationship: Owner/Partner Start Date: 02/26/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: SleepScore leverages data, insights, and IP to power their sleep improvement platform.I would be a passive investor, with no responsibilities at the company.I do not know of any connections to JPMC." Entity Name: Friends of Karen Investment related: No "Address: 118 Titicus Road North Salem, NY 10560 https://www.friendsofkaren.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 03/25/2024 Approximate # of hours a week:: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The mission of Friends of Karen is to provide emotional, financial and advocacy support for children with a life-threatening illness and their families in order to help keep them stable, functioning, and able to cope. I have not yet been assigned to a committee but expect that they will ask me to join the finance committee based on prior conversations. There is no connection to JPMC that I am aware of. "

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-02
S63 Uniform Securities Agent State Law Examination 2006-11-04
  • S65 Uniform Investment Adviser Law Examination
    2023-11-02
  • S63 Uniform Securities Agent State Law Examination
    2006-11-04

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