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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-02 |
| TX | RA | APPROVED | 2023-11-02 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Inc | New York | NY | 06/2006 | Present |
| J.P. Morgan Chase Bank, Na | New York | NY | 11/2016 | Present |
Entity Name: Bronxville School Foundation Investment related: No "Address: 177 Pondfield Road Bronxville, New York 10708 https://www.bronxvilleschoolfoundation.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 10/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The organization is focused on enhancing the quality of public education in the Bronxville Community. I will serve on the Finance Committee. This is not similar to my firm role and I am not aware of connections to JPMC." Entity Name: SleepScore Inc. Investment related: No "Address: 2175 Salk Avenue, Carlsbad, CA, Sleepscore.com" Nature of the other business: Sleep Science Position/Title/Relationship: Owner/Partner Start Date: 02/26/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: SleepScore leverages data, insights, and IP to power their sleep improvement platform.I would be a passive investor, with no responsibilities at the company.I do not know of any connections to JPMC." Entity Name: Friends of Karen Investment related: No "Address: 118 Titicus Road North Salem, NY 10560 https://www.friendsofkaren.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 03/25/2024 Approximate # of hours a week:: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The mission of Friends of Karen is to provide emotional, financial and advocacy support for children with a life-threatening illness and their families in order to help keep them stable, functioning, and able to cope. I have not yet been assigned to a committee but expect that they will ask me to join the finance committee based on prior conversations. There is no connection to JPMC that I am aware of. "
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-04 |
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