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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-12-18 |
| HI | RA | APPROVED | 2009-06-01 |
Branch Locations
733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Honolulu | HI | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
(1) LGT, LTD. / Honolulu, HI / Real Estate / VP, Treasurer / Start November 1998 / During business hours: 1; After business hours: 1 / Pay taxes, work with our property management company. (2) 372599 - American Heart Association / Not Investment Related / Health Care / Investment Committee Member / Start July 2019 / During business hours: 0 / After business hours: 0 / General Supervision of overall funds for investments of the AMA and responsibility for business procedures of the association.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-20 |
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