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Thomas Andrew Tilleman

LPl Financial LLC

Havre, MT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
WY RA APPROVED 2021-07-21
  • MT RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21
  • WY RA
    APPROVED
    Since 2021-07-21

Branch Locations

415 4Th Ave, Havre, MT 59501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Havre MT 05/1997 07/2021
Various Insurance Carriers For W & R Insurance Agencies Havre MT 08/1997 07/2021
Petemoss Grain Llc Havre MT 04/2010 07/2021
Double T Trucking Llc Havre MT 06/2013 07/2021
North Montana Limited Liability Company Havre MT 12/2016 07/2021
Ot Enterprises Llc Havre MT 12/2017 07/2021
Chinook Lions Swim Team Chinook MT 04/2018 07/2021
Prairie Contractors Llc Havre MT 04/2019 07/2021
Thomas Tilleman Cattle Havre MT 04/2002 07/2021
Thomas Tilleman Rental House Havre MT 08/2005 07/2021
Lpl Financial Llc Havre MT 07/2021 Present
  • 05/1997 → 07/2021
    Waddell & Reed, Inc.
    Havre, MT
  • 08/1997 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Havre, MT
  • 04/2010 → 07/2021
    Petemoss Grain Llc
    Havre, MT
  • 06/2013 → 07/2021
    Double T Trucking Llc
    Havre, MT
  • 12/2016 → 07/2021
    North Montana Limited Liability Company
    Havre, MT
  • 12/2017 → 07/2021
    Ot Enterprises Llc
    Havre, MT
  • 04/2018 → 07/2021
    Chinook Lions Swim Team
    Chinook, MT
  • 04/2019 → 07/2021
    Prairie Contractors Llc
    Havre, MT
  • 04/2002 → 07/2021
    Thomas Tilleman Cattle
    Havre, MT
  • 08/2005 → 07/2021
    Thomas Tilleman Rental House
    Havre, MT
  • 07/2021 → Present
    Havre, MT
Previous Registrations
  • 1997-10-06 → 2021-07-21
    Waddell & Reed
    Havre, MT
    Great Falls, MT
    Billings, MT
    Havre, MT
    Seattle, WA
Other Businesses

1. 03/02/2022 - Thomas Tilleman - Investment Related - Havre, MT 59501 - Real Estate Rental - Owner - Start Date - 2001 - 2Hours Per Month. 2. 03/02/2022 - Northern View Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). - Start date: 07/22/2021 3. 03/02/2022 - North Montana Limited Liability Company - Not Investment Related - 1660 10th St. West, Havre, MT, 59501 - LLC - Partner - Start Date - 12/2016. 4. 03/2/2022 - OT Enterprises LLC - Investment Related - Havre, MT 59501 - Real Estate Rental - LLC Partner - Start Date - 12/2017 - 1Hours Per Month. 5. 03/03/2022 - Petemoss Grain LLC - Not Investment Related - 18 Hidden Valled Rd, Havre, MT 59501 - LLC Co-Owner - Start Date - 08/2011. 6. 3/28/2023 - Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 01/17/2023 - 10 Hours Per Month/0 Hours During Securities Trading 7. 08/08/2025 - Hi Line Septic Service - Other - Business Owner - Not Investment Related - Rd Chinook, MT - Start date: 07/09/2025 - 2Hrs/mnth

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-07-01
S65 Uniform Investment Adviser Law Examination 1997-07-01
  • S63 Uniform Securities Agent State Law Examination
    1997-07-01
  • S65 Uniform Investment Adviser Law Examination
    1997-07-01
Designations
Other Names
  • Thomas Tilleman

View on SEC IAPD

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