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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Havre | MT | 05/1997 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Havre | MT | 08/1997 | 07/2021 |
| Petemoss Grain Llc | Havre | MT | 04/2010 | 07/2021 |
| Double T Trucking Llc | Havre | MT | 06/2013 | 07/2021 |
| North Montana Limited Liability Company | Havre | MT | 12/2016 | 07/2021 |
| Ot Enterprises Llc | Havre | MT | 12/2017 | 07/2021 |
| Chinook Lions Swim Team | Chinook | MT | 04/2018 | 07/2021 |
| Prairie Contractors Llc | Havre | MT | 04/2019 | 07/2021 |
| Thomas Tilleman Cattle | Havre | MT | 04/2002 | 07/2021 |
| Thomas Tilleman Rental House | Havre | MT | 08/2005 | 07/2021 |
| Lpl Financial Llc | Havre | MT | 07/2021 | Present |
1. 03/02/2022 - Thomas Tilleman - Investment Related - Havre, MT 59501 - Real Estate Rental - Owner - Start Date - 2001 - 2Hours Per Month. 2. 03/02/2022 - Northern View Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). - Start date: 07/22/2021 3. 03/02/2022 - North Montana Limited Liability Company - Not Investment Related - 1660 10th St. West, Havre, MT, 59501 - LLC - Partner - Start Date - 12/2016. 4. 03/2/2022 - OT Enterprises LLC - Investment Related - Havre, MT 59501 - Real Estate Rental - LLC Partner - Start Date - 12/2017 - 1Hours Per Month. 5. 03/03/2022 - Petemoss Grain LLC - Not Investment Related - 18 Hidden Valled Rd, Havre, MT 59501 - LLC Co-Owner - Start Date - 08/2011. 6. 3/28/2023 - Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 01/17/2023 - 10 Hours Per Month/0 Hours During Securities Trading 7. 08/08/2025 - Hi Line Septic Service - Other - Business Owner - Not Investment Related - Rd Chinook, MT - Start date: 07/09/2025 - 2Hrs/mnth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-07-01 |
| S65 | Uniform Investment Adviser Law Examination | 1997-07-01 |
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