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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sharp Financial Services | Havre | MT | 07/2003 | Present |
| Lonesome Dove Properties Llp | Havre | MT | 09/2011 | Present |
| Voya Financial Advisors | Harve | MT | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:GUS A & TERRI JO SHARP; No; 206 78TH AVE; HAVRE; MT; 59501; RANCHING CATTLE/HORSES; OWNER; 2/20/2017; 15; 0; RAISING CATTLE & HORSES AND SELLING OFF SPRING. MANAGE THE RANCH.|NAME OF ENTITY:Sharp Enterprises, LLC; No; 108 1 STREET STE 5; HAVRE; MT; 59501; commercial office rental; president and treasurer; 1/1/2001; 4; 4; none|NAME OF ENTITY: Independent Insurance Agent; Yes; 108 1 STREET STE 5; HAVRE; MT; 59501; fixed insurance sales; Independent Insurance Agent; 5/14/2008; 1; 1; sales of fixed insurance products|NAME OF ENTITY:Gus Sharp dba Sharp Financial Services, Inc; Yes; 108 1ST ST STE 1; HAVRE; MT; 59501; DBA; owner; 12/1/2003; 240; 240; DBA for insurance and securities|NAME OF ENTITY:Lonesome Dove Properties LLP; No; 108 1ST STREET SUITE 2; HAVRE; MT; 59501; Residential real estate; Partial owner; 9/30/2011; 8; 8; oversee all aspects of rentovation, remodel and rental of unit.|NAME OF ENTITY:Assembly of God Church; Yes; 901 9TH ST W; HAVRE; MT; 39501; Religion; Finance Committee Member; 5/1/2012; 2; 2; Review income expenses and budgets, make recommendations to the board of directors.|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-03 |
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