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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MT RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

108 1St St Ste 1, Havre, MT 59501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sharp Financial Services Havre MT 07/2003 Present
Lonesome Dove Properties Llp Havre MT 09/2011 Present
Voya Financial Advisors Harve MT 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 07/2003 → Present
    Sharp Financial Services
    Havre, MT
  • 09/2011 → Present
    Lonesome Dove Properties Llp
    Havre, MT
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Harve, MT
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-09-26 → 2021-06-09
    Billings, MT
    Great Falls, MT
    Midvale, UT
    Havre, MT
    Washougal, WA
    Great Falls, MT
    Billings, MT
    Windsor, CT
  • 1997-06-27 → 2003-07-09
    Waddell & Reed
    Havre, MT
Other Businesses

NAME OF ENTITY:GUS A & TERRI JO SHARP; No; 206 78TH AVE; HAVRE; MT; 59501; RANCHING CATTLE/HORSES; OWNER; 2/20/2017; 15; 0; RAISING CATTLE & HORSES AND SELLING OFF SPRING. MANAGE THE RANCH.|NAME OF ENTITY:Sharp Enterprises, LLC; No; 108 1 STREET STE 5; HAVRE; MT; 59501; commercial office rental; president and treasurer; 1/1/2001; 4; 4; none|NAME OF ENTITY: Independent Insurance Agent; Yes; 108 1 STREET STE 5; HAVRE; MT; 59501; fixed insurance sales; Independent Insurance Agent; 5/14/2008; 1; 1; sales of fixed insurance products|NAME OF ENTITY:Gus Sharp dba Sharp Financial Services, Inc; Yes; 108 1ST ST STE 1; HAVRE; MT; 59501; DBA; owner; 12/1/2003; 240; 240; DBA for insurance and securities|NAME OF ENTITY:Lonesome Dove Properties LLP; No; 108 1ST STREET SUITE 2; HAVRE; MT; 59501; Residential real estate; Partial owner; 9/30/2011; 8; 8; oversee all aspects of rentovation, remodel and rental of unit.|NAME OF ENTITY:Assembly of God Church; Yes; 901 9TH ST W; HAVRE; MT; 39501; Religion; Finance Committee Member; 5/1/2012; 2; 2; Review income expenses and budgets, make recommendations to the board of directors.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-04
S63 Uniform Securities Agent State Law Examination 1995-06-03
  • S65 Uniform Investment Adviser Law Examination
    1997-01-04
  • S63 Uniform Securities Agent State Law Examination
    1995-06-03

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