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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2023-06-29
  • MT RA
    APPROVED
    Since 2023-06-29

Branch Locations

108 1St St Ste 1, Havre, MT 59501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sharp Financial Services Havre MT 01/2022 Present
United States Navy Pensacola FL 12/2019 12/2021
United States Navy San Antonio TX 11/2015 11/2019
Navy Reserves Billings MT 07/2022 Present
Cetera Advisor Networks El Segundo CA 03/2022 12/2022
Cetera Wealth Services, Llc El Segundo CA 12/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2022 → Present
    Sharp Financial Services
    Havre, MT
  • 12/2019 → 12/2021
    United States Navy
    Pensacola, FL
  • 11/2015 → 11/2019
    United States Navy
    San Antonio, TX
  • 07/2022 → Present
    Navy Reserves
    Billings, MT
  • 03/2022 → 12/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 12/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: NAVY RESERVES INVESTMENT RELATED: NO ADDRESS: 2917 GABEL ROAD BILLINGS, MT NATURE OF BUSINESS: MILITARY START DATE: 07/2022 POSITION/TITLE/RELATIONSHIP: PETTY OFFICER 2ND CLASS APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: CRYPTOLIGIC TECHNICIAN 2. NAME OF OTHER BUSINESS: SHARP FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2022 POSITION/TITLE/RELATIONSHIP: OFFICE ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: TAKE CALLS, SCHEDULE APPOINTMENTS, MANAGE FILES, PREPARE PAPERWORK. 3. NAME OF OTHER BUSINESS: HAVRE ASSEMBLY OF GOD; INVESTMENT RELATED: NO; ADDRESS: 901 9TH ST W, HAVRE, MO 59501; NATURE OF BUSINESS: BOARD; START DATE: 6/2026; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEW FINANCIAL AND ACCOUNTING REPORTS, AS WELL AS RENDER 3RD PARTY OPINION ON FINANCIAL ACTIVITIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-13
  • S66 Uniform Combined State Law Examination
    2023-03-13
Other Names
  • Matt Curtis

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