Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2018-11-30
  • MT RA
    APPROVED
    Since 2018-11-30

Branch Locations

115 1St Street, Havre, MT 59501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Havre MT 12/2001 Present
Dugdale Financial Services Group, Inc. Havre MT 01/2002 Present
Raymond James Financial Services Advisors Inc. Havre MT 11/2018 Present
Other Businesses

1.DUGDALE FINANCIAL SERVICES GROUP, INC:NOT INVESTMENT RELATED:1/2002-PRESENT:HAVRE, MTSUPPORT COMPANY/DBA (OWNER):0 HRS/MO:0 HRS DURING TRADING:PAY BILLS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-26
S63 Uniform Securities Agent State Law Examination 1989-03-04
  • S66 Uniform Combined State Law Examination
    2018-11-26
  • S63 Uniform Securities Agent State Law Examination
    1989-03-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Havre, MT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor