Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-03 |
| CA | RA | APPROVED | 2023-09-01 |
Branch Locations
3131 Camino Del Rio North Suite 270, San Diego, CA 92108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | San Diego | CA | 09/2023 | Present |
| Aig Financial Advisors, Inc. | Phoenix | AZ | 10/2005 | Present |
1)ICM POSITION: STATUTORY AGENT; INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/04/1997 DESCRIPTION: SALE OF LIFE AND HEALTH INSURANCE PRODUCTS. 2)CITADEL LAW FIRM CERTIFIED CITADEL ESTATE PLANNER; INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 2004 ADDRESS: 433 N CAMDEN STE 600, BEVERLY HILLS CA 90210 DESCRIPTION: ESTATE PLANNING SERVICES. 3)ICM REAL ESTATE POSITION: Employee NATURE: Corporation; INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2011 ADDRESS: 39 Forster, Lake Forest, CA 92630 DESCRIPTION: Mortgage Origination Loans. 4)INDEPENDENT CAPITAL MANAGEMENT POSITION: Other - Employee NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/04/1997 ADDRESS: 3131 Camino Del Rio N. Ste 810, San Diego CA 92108, United States DESCRIPTION: Employee of ICM Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-01 |
Reach out to this advisor