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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2004-10-23
  • IA RA
    APPROVED
    Since 2004-10-23

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 02/1997 Present
Principal Securities, Inc. Des Moines IA 03/1997 Present
  • 02/1997 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 03/1997 → Present
    Des Moines, IA
Other Businesses

**OBA NAME - MATT DINVILLE- RENTAL PROPERTY. ROLE: OWNER OF RENTAL PROPERTY. EFFECTIVE DATE - 5/2009. INVESTMENT RELATED? - N. % INCOME - 5%. HOURS PER MONTH - 2. STATE -GRIMES, IA. OFFICE NUMBER - HOME OFFICE. **Metro IA Properties LLC; Owner; 09/29/2016 **ARIZONA INVESTMENTS LLC POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2024 ADDRESS: 910 SE BRENTWOOD DR, WAUKEE IA 50263-8218, United States DESCRIPTION: establishing an LLC (Arizona Investments LLC) with 2 friends in order to purchase a share of the offering through Streamline Capital Group. Each of us will be providing the LLC with a third of the purchase price of the offering.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-05
  • S66 Uniform Combined State Law Examination
    2004-10-05

View on SEC IAPD

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