James Edward Dy

Current Employers

Employment History

• 09/2008 → Present
  Lpl Financial
  Bedminster, NJ
• 06/2015 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2004-04-21 → 2008-09-16
  Osaic Fa, Inc.
  Rochelle Park, NJ
  Paramus, NJ

Other Businesses

1.06/24/2008; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Main Street Wealth Management, LLC; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.08/12/2015; (Hybrid) Private Advisor Group / Private Advisor Group, LLC; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 07/01/2015; 80hrs/mth; 80hrs during trading; 3.08/12/2015; (Hybrid) Main Street Wealth Management; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 07/01/2015; 80hrs/mth; 80hrs during trading; 4.10/20/2015; (Hybrid)CRNA Financial Planning; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 09/01/2015; 10hrs/mth; 1hrs during trading; 5.10/11/2022; Lamington Capital Partners, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 10/01/2022; 40hrs/mth; 0hrs during trading 6.05/21/2026; DY CAPITAL HOLDINGS, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 01/31/2026; 5hrs/mth; 5hrs during trading 7.08/20/2026; 364 Main Street LLC; Real Estate Rental; Investment Related; Branchburg,NJ; Start Date 07/16/2026; 5hrs/mth; 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-25
• S63 Uniform Securities Agent State Law Examination
  1997-05-15

Other Names

• James E Dy