Joseph Francis Martin

Principal Securities, Inc.

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Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-08-18
NY	RA	APPROVED	2021-06-30

TX RA
APPROVED

Since 2023-08-18
NY RA
APPROVED

Since 2021-06-30

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Amherst, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Des Moines	IA	11/1996	Present
Principal Securities Inc	Des Moines	IA	04/1997	Present

11/1996 → Present

Principal Life Insurance Company

Des Moines, IA
04/1997 → Present

Principal Securities Inc

Des Moines, IA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-07-03

S63 Uniform Securities Agent State Law Examination

1997-07-03

Designations

View on SEC IAPD

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Other Investors

Kathryn Leeper Hooper

ROGER ROBERT RUDEN

Christian Harrison Rogers

ARRON STEVEN CRAMER

RICHARD STEVENS YODER

CHRISTOPHER E JANDA

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA

EQUITABLE ADVISORS, LLC · DES MOINES, IA

LPL FINANCIAL LLC · DES MOINES, IA

OSAIC WEALTH, INC. · DES MOINES, IA

EDWARD JONES · DES MOINES, IA

WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA

AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA

PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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