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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-10 |
| NY | RA | APPROVED | 2021-04-16 |
| CT | RA | APPROVED | 2017-10-13 |
Branch Locations
568 N Main St Ste 204, Brewster, NY 10509 • United States
Patterson, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Danbury | CT | 08/2005 | 10/2017 |
| Ameriprise Financial Services Inc | Danbury | CT | 10/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Brewster | NY | 03/2020 | Present |
Real Estate Ownership; Single Family; 209 12th street north, , Brigantine, NJ, 08203; Not Investment-Related; 06/06/2026.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-10 |
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