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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | Saint Cloud | MN | 11/2004 | Present |
| Cetera Investment Advisers Llc | St Cloud | MN | 01/2014 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 11/2004 | 10/2019 |
| Cetera Advisors Llc | Denver | CO | 11/2004 | 10/2019 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 11/2004 | Present |
LSAGENIX INTERNATIONAL. NETWORK MARKETING OF HEALTH & WELLNESS PRODUCTS. 1 HR/WK $25 PER MEMBER & PERCENTAGE OF ORDER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-24 |
| S65 | Uniform Investment Adviser Law Examination | 1998-09-11 |
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