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Nichole Marie Kircher

Cetera Investment Advisers LLC

St Cloud, MN

CRD 2876887

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
MN RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 11/2004 Present
Cetera Investment Advisers Llc St Cloud MN 01/2014 Present
Cetera Advisor Networks Llc El Segundo CA 11/2004 10/2019
Cetera Advisors Llc Denver CO 11/2004 10/2019
Cetera Financial Specialists Llc Schaumburg IL 11/2004 Present
  • 11/2004 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 01/2014 → Present
    St Cloud, MN
  • 11/2004 → 10/2019
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 11/2004 → 10/2019
    Cetera Advisors Llc
    Denver, CO
  • 11/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
Other Businesses

LSAGENIX INTERNATIONAL. NETWORK MARKETING OF HEALTH & WELLNESS PRODUCTS. 1 HR/WK $25 PER MEMBER & PERCENTAGE OF ORDER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-24
S63 Uniform Securities Agent State Law Examination 2002-06-24
S65 Uniform Investment Adviser Law Examination 1998-09-11
  • S66 Uniform Combined State Law Examination
    2011-10-24
  • S63 Uniform Securities Agent State Law Examination
    2002-06-24
  • S65 Uniform Investment Adviser Law Examination
    1998-09-11
Other Names
  • Nichole Marie Notermann
  • Nichole Marie Notermann

View on SEC IAPD

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