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Scott L Poland

Wells Fargo Clearing Services, LLC

El Cerrito, CA

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-18
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2022-04-18
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

9800 San Pablo Ave, El Cerrito, CA 94530 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Walnut Creek CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Walnut Creek CA 11/2016 Present
Previous Registrations
  • 2008-06-16 → 2011-01-03
    Wells Fargo Investments, Llc
    Walnut Creek, CA
    Walnut Creek, CA
    San Lorenzo, CA
    Oakland, CA
    El Cerrito, CA
    Richmond, CA
  • 2004-04-26 → 2008-06-05
    Cetera Investment Services Llc
    Richmond, CA
    Richmond, CA
Other Businesses

RENTAL PROPERTY, INV RELATED, RICHMOND, CA, 100% OWNERSHIP, START 9/1/2018, 1 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-22
S63 Uniform Securities Agent State Law Examination 1997-05-09
  • S66 Uniform Combined State Law Examination
    2004-04-22
  • S63 Uniform Securities Agent State Law Examination
    1997-05-09

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · San Francisco, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN FRANCISCO, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN FRANCISCO, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN FRANCISCO, CA
RAPIDBIT LTD · SAN FRANCISCO, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN FRANCISCO, CA
BLACK HILL CAPITAL PARTNERS, LLC · SAN FRANCISCO, CA
CAVALRY MANAGEMENT GROUP · SAN FRANCISCO, CA

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