Adam Casey Gunning

Current Employers

Ptma Investment Advisors

717 17Th Street Suite 1850, Denver, CO 80202 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-09-27

CO RA
APPROVED

Since 2023-09-27

Branch Locations

717 17Th Street Suite 1850, Denver, CO 80202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Umb Bank	Denver	CO	12/2010	07/2022
Public Trust Advisors, Llc	Denver	CO	08/2022	Present
Pma Financial Network, Llc	Naperville	IL	10/2024	Present
Pma Securities, Llc	Denver	CO	10/2024	Present

12/2010 → 07/2022

Umb Bank

Denver, CO
08/2022 → Present

Public Trust Advisors, Llc

Denver, CO
10/2024 → Present

Pma Financial Network, Llc

Naperville, IL
10/2024 → Present

Pma Securities, Llc

Denver, CO

Previous Registrations

2013-06-04 → 2015-03-19

Umb Financial Services, Inc.

Denver, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-09-25
S66	Uniform Combined State Law Examination	2013-05-31

S65 Uniform Investment Adviser Law Examination

2023-09-25
S66 Uniform Combined State Law Examination

2013-05-31

View on SEC IAPD

Current Employers

Ptma Investment Advisors

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews