Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-06-05 |
Branch Locations
5060 Pacific Hwy, Ste 101, Ferndale, WA 98248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellingham | WA | 08/1987 | 05/2020 |
| Cwm, Llc | Omaha | NE | 05/2020 | 07/2023 |
| Dba Asset Advisors | Ferndale | WA | 05/2020 | Present |
| Lpl Financial Llc | Ferndale | WA | 07/2023 | Present |
1 - 05/2025 - Asset Advisors LLC. - DBA for LPL Business (entity for LPL business) - Inv Related - 37 Hours/Month - 8 Hours During Trading - At reported business location(s). 2 - 05/2025 - Notary - Notary - Inv Related - Ferndale, WA - OBA Start Date: 11/28/2023.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-08-30 |
| S65 | Uniform Investment Adviser Law Examination | 2010-06-19 |
Reach out to this advisor