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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-11-21
  • WA RA
    APPROVED
    Since 2025-11-21

Branch Locations

4776 Cobble Way, Ferndale, WA 98248 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

2817 Wetmore Ave, Everett, WA 98201 • United States

8201 164Th Ave Ne Suite 200, Redmond, WA 98052 • United States

1700 Westlake Ave N, Seattle, WA 98109 • United States

1323 Commercial St, Bellingham, WA 98225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc Seattle WA 05/2009 05/2020
Commonwealth Financial Network San Diego CA 05/2020 11/2025
Modahl Collaborative Llc Bellingham WA 05/2020 11/2025
Kestra Investment Services Llc Walthan WA 11/2025 Present
Kestra Advisory Services Llc Walthan WA 11/2025 Present
  • 05/2009 → 05/2020
    Kms Financial Services, Inc
    Seattle, WA
  • 05/2020 → 11/2025
    San Diego, CA
  • 05/2020 → 11/2025
    Modahl Collaborative Llc
    Bellingham, WA
  • 11/2025 → Present
    Kestra Investment Services Llc
    Walthan, WA
  • 11/2025 → Present
    Walthan, WA
Previous Registrations
Other Businesses

NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/12/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: MODAHL COLLABORATIVE POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/17/2025 ADDRESS: 4776 Cobble Way, Ferndale WA 98248, United States DESCRIPTION: Assessing clients needs and ensuring suitability NAME: FEUILLETTE, LLC POSITION: LLC Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2023 ADDRESS: 4776 Cobble Way, Ferndale WA 98248, United States DESCRIPTION: Maintaining commercial insurance on the property and paying HOA dues. I am not actively involved in the bakery operations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-18
  • S66 Uniform Combined State Law Examination
    2005-02-18
Designations

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