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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-13
WA RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-09-13
  • WA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1825 Main St, Ferndale, WA 98248 • United States

3110 Woburn Street, Ste. 101, Bellingham, WA 98226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Bellingham WA 10/2012 Present
Jpmorgan Chase Bank, N.A. Bellingham WA 05/2009 Present
Previous Registrations
  • 2012-02-03 → 2012-10-01
    Chase Investment Services Corp.
    Bellingham, WA
    Bellingham, WA
    Bellingham, WA
    Bellingham, WA
  • 2002-08-20 → 2002-11-26
    Asset Advisors, Llc
    Bellingham, WA
  • 2002-06-19 → 2002-09-10
    Bellingham, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-01
S63 Uniform Securities Agent State Law Examination 2005-11-07
S65 Uniform Investment Adviser Law Examination 1995-09-01
  • S66 Uniform Combined State Law Examination
    2012-02-01
  • S63 Uniform Securities Agent State Law Examination
    2005-11-07
  • S65 Uniform Investment Adviser Law Examination
    1995-09-01
Other Names
  • Kirk John Crawford

View on SEC IAPD

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