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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-09-13 |
| WA | RA | APPROVED | 2012-10-01 |
Branch Locations
1825 Main St, Ferndale, WA 98248 • United States
3110 Woburn Street, Ste. 101, Bellingham, WA 98226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Bellingham | WA | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Bellingham | WA | 05/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-07 |
| S65 | Uniform Investment Adviser Law Examination | 1995-09-01 |
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