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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-11-24 |
Branch Locations
2929 Allen Parkway L14-80, Houston, TX 77019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 09/2019 | 11/2025 |
| Nuveen Investments | Chicago | IL | 01/2014 | 10/2018 |
| New York University | New York | NY | 01/2019 | 01/2021 |
| Valic Financial Advisors, Inc. | Houston | TX | 11/2025 | Present |
SPARK INSTITUTE POSITION: Advisory Board Member NATURE: SPARK Institute is an industry trade group comprised of recordkeeping firms. Corebridge Financial is a member firm of SPARK and I serve on the Advisory Board representing Corebridge Financial. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/02/2026 ADDRESS: PO Box 333, Simsbury CT 06070, United States DESCRIPTION: Attend industry meetings and participate in Advisory Board discussions regarding issues facing our industry.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-19 |
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