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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-19 |
| NJ | RA | APPROVED | 2009-06-18 |
Branch Locations
150 Clove Road, Little Falls, NJ 07424 • United States
Lavalette, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Fairfield | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*380939 - R Lepore Spa MGMT LLC; Investment related Yes; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Apr 2004; During business hours: 0; After business hours: 0.10 *380940 - R Lepore Spa MGMT LLC; Investment related Yes; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Apr 2004; During business hours: 0; After business hours: 0.1; Manage Resort Rental Manager *693703 - Rental Property; Investment Related - Yes; Toms River, New Jersey; Rental Property; rental property (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2020; During Business Hours: 0; After Business Hours: 1; owner *693705 - Rental Property; Investment Related - Yes; Toms River, New Jersey; Rental Property; owner/rental property (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2020; During Business Hours: 0; After Business Hours: 1; rental property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-06 |
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