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Vincent Franklin Laverty

Clearbridge Investments, LLC

New York, NY

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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-07-24
  • CO RA
    APPROVED
    Since 2012-07-24

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors, Llc Orinda CA 12/2005 Present
Clearbridge Investments Llc New York NY 12/2005 Present
Legg Mason & Co Llc. Littleton CO 12/2005 07/2021
  • 12/2005 → Present
    Franklin Distributors, Llc
    Orinda, CA
  • 12/2005 → Present
    Clearbridge Investments Llc
    New York, NY
  • 12/2005 → 07/2021
    Legg Mason & Co Llc.
    Littleton, CO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-06-19
  • S63 Uniform Securities Agent State Law Examination
    2003-06-19
Other Names
  • Vinny Laverty

View on SEC IAPD

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