Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-08-28 |
Branch Locations
3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seal Beach | CA | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seal Beach | CA | 11/2016 | Present |
RENTAL PROPERTY; INV-RELATED; IRVINE, CA; 50% OWNERSHIP; START: 08/01/2008; HOURS: 2 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD RENTAL PROPERTY; INV-RELATED; WESTMINSTER, CA; 50% OWNERSHIP; START: 10/01/2010; HOURS: 2 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD RENTAL PROPERTY; INVESTMENT RELATED; TUSTIN,CA; 100% OWNERSHIP WITH SPOUSE; START DATE 08/31/2018. NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; PROPERTY OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-21 |
Reach out to this advisor