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Current Employers
Cantor Fitzgerald Investment Advisors

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-20
  • CA RA
    APPROVED
    Since 2023-07-20

Branch Locations

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantor Fitzgerald Investment Advisors Lp Pasadena CA 09/2019 03/2021
Cantor Fitzgerald & Co. Pasadena CA 01/2016 Present
Cantor Fitzgerald & Co Pasadena CA 03/2021 Present
  • 09/2019 → 03/2021
    Cantor Fitzgerald Investment Advisors Lp
    Pasadena, CA
  • 01/2016 → Present
    Cantor Fitzgerald & Co.
    Pasadena, CA
  • 03/2021 → Present
    Cantor Fitzgerald & Co
    Pasadena, CA
Previous Registrations
  • 2008-12-06 → 2010-12-31
    Pasadena, CA
    Boston, MA
  • 2002-08-27 → 2006-12-31
    John Hancock Distributors Llc
    Pasadena, CA
    Pasadena, CA
    Boston, MA
    Pasadena, CA
    Santa Barbara, CA
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-18
S63 Uniform Securities Agent State Law Examination 1998-03-04
  • S65 Uniform Investment Adviser Law Examination
    2023-07-18
  • S63 Uniform Securities Agent State Law Examination
    1998-03-04

View on SEC IAPD

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