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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mufg Union Bank | Walnut Creek | CA | 07/2016 | 08/2019 |
| Unionbanc Investment Services | Walnut Creek | CA | 08/2016 | 03/2019 |
| Lpl Financial Llc | Danville | CA | 08/2019 | Present |
| Freemont Bank | Danville | CA | 08/2019 | Present |
1)8/16/19- FB Financial Services, A Division of Fremont Bank- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-19 |
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