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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-04-24
  • IL RA
    APPROVED
    Since 2023-04-24

Branch Locations

415 West Golf Rd Suite 37, Arlington Heights, IL 60005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Arlington Heights IL 02/1997 Present
Pax Global Inc Barrington IL 01/2009 12/2018
Pfs Investments Inc Arlington Heights IL 01/2019 Present
Kyo Enterprise Inc Geneva IL 03/2008 12/2018
Nuc Usa Inc / Kuvings Carpentersville IL 02/2019 Present
  • 02/1997 → Present
    Primerica Financial Services
    Arlington Heights, IL
  • 01/2009 → 12/2018
    Pax Global Inc
    Barrington, IL
  • 01/2019 → Present
    Arlington Heights, IL
  • 03/2008 → 12/2018
    Kyo Enterprise Inc
    Geneva, IL
  • 02/2019 → Present
    Nuc Usa Inc / Kuvings
    Carpentersville, IL
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-04
S63 Uniform Securities Agent State Law Examination 2019-09-14
  • S65 Uniform Investment Adviser Law Examination
    2023-02-04
  • S63 Uniform Securities Agent State Law Examination
    2019-09-14
Other Names
  • Kyung Hye Yoon

View on SEC IAPD

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