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Wendy Jo Keefe

Morgan Stanley

Olympia, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-22
WA RA APPROVED 2022-12-22
  • TX RA
    APPROVED
    Since 2022-12-22
  • WA RA
    APPROVED
    Since 2022-12-22

Branch Locations

724 Columbia Street Northwest Suite 350, Olympia, WA 98501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Seattle WA 03/2013 11/2022
Lpl Financial Llc Tacoma WA 11/2022 11/2022
Morgan Stanley Olympia WA 11/2022 Present
Previous Registrations
Other Businesses

*541405 - Power of Attorney; Investment related - Yes; Olympia, Washington; 01/2028; During business hours: 0; After business hours: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-13
  • S66 Uniform Combined State Law Examination
    2014-10-13
Other Names
  • Wendy Jo Diess
  • Wendy Jo Keefe
  • Wendy Jo-Keefe Lecuyer

View on SEC IAPD

Other Firms

&PARTNERS
TRINITY CAPITAL MANAGEMENT, LLC
BYRNE & COMPANY WEALTH MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
GK CAPITAL PARTNERS
EDWARD JONES
APELLA WEALTH

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Other Offices

&PARTNERS · Olympia, WA
TRINITY CAPITAL MANAGEMENT, LLC · Olympia, WA
BYRNE & COMPANY WEALTH MANAGEMENT, LLC · OLYMPIA, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OLYMPIA, WA
LPL FINANCIAL LLC · OLYMPIA, WA
GK CAPITAL PARTNERS · OLYMPIA, WA
EDWARD JONES · OLYMPIA, WA
APELLA WEALTH · Olympia, WA

More in Olympia, WA

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