Kathleen Ann Dixon

Employer firm

American Community Wealth Management, LLC CRD 147376

$195M regulatory AUM 47 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 03/2021
  Triad Advisors, Inc.
  Woodstock, IL
• 04/2016 → Present
  American Community Wealth Management, Llc
  Woodstock, IL
• 03/2021 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Arlington Heights, IL

Previous Registrations

• 2011-07-05 → 2016-04-27
  Lpl Financial Llc
  Crystal Lake, IL
  Crystal Lake, IL
  Crystal Lake, IL
• 2008-11-25 → 2011-07-05
  Uvest Financial Services Group, Inc.
  Crystal Lake, IL
  Crystal Lake, IL
  Lake In The Hills, IL
  Mchenry, IL
  Mchenry, IL
  Woodstock, IL
  Crystal Lake, IL
• 2007-07-25 → 2008-11-25
  Uvest Financial Services Group, Inc.
  Minneapolis, MN
  Minneapolis, MN
  Charlotte, NC
  Crystal Lake, IL

Other Businesses

1) AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC POSITION: Operations Manager/ Registered Representative NATURE: American Community Wealth Management, LLC, an independent registered investment advisor firm and a wholly owned subsidiary of American Community Bank & Trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 6 START DATE: 04/04/2016 ADDRESS: 381 S Main St, Crystal Lake IL 60014, United States DESCRIPTION: Administrative support for 3 financial advisors. Financial representative on my book of business.

Exams

• S66 Uniform Combined State Law Examination
  2000-04-18

Other Names

• Kathleen Ann Sand