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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Bank | Naperville | IL | 06/2009 | 01/2019 |
| Bmo Bank Na | Plainfield | IL | 01/2019 | Present |
| Lpl Financial | Plainfield | IL | 05/2022 | Present |
1- 05/2022 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / Plainville, IL 2- 05/2022 / BMO Bank NA / Financial Institution Duty / Investment Related / Plainfield IL 60544
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-26 |
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