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John Mark Cash

Stifel, Nicolaus & Company, Incorporated

Hickory, NC

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-10-01
TX RA APPROVED 2018-09-21
  • NC RA
    APPROVED
    Since 2018-10-01
  • TX RA
    APPROVED
    Since 2018-09-21

Branch Locations

406 Third Avenue Nw, Hickory, NC 28601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hickory NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hickory NC 11/2016 09/2018
Stifel Nicolaus & Co Inc Hickory NC 09/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Hickory, NC
  • 11/2016 → 09/2018
    Wells Fargo Clearing Services, Llc
    Hickory, NC
  • 09/2018 → Present
    Stifel Nicolaus & Co Inc
    Hickory, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-13
S63 Uniform Securities Agent State Law Examination 1997-05-23
  • S65 Uniform Investment Adviser Law Examination
    2002-03-13
  • S63 Uniform Securities Agent State Law Examination
    1997-05-23

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · HICKORY, NC
ALPHASTAR CAPITAL MANAGEMENT · Hickory, NC
SOLLINDA CAPITAL MANAGEMENT LLC · Hickory, NC
CETERA INVESTMENT ADVISERS LLC · HICKORY, NC
ALPHASTAR CAPITAL MANAGEMENT · Hickory, NC
RBC CAPITAL MARKETS, LLC · HICKORY, NC
BENJAMIN F. EDWARDS & COMPANY, INC. · Hickory, NC
TRUIST ADVISORY SERVICES, INC. · HICKORY, NC

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