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Kevin Christopher Kautzmann

Osaic Wealth, Inc.

Ridgewood, NJ

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-26
FL RA APPROVED 2024-08-23
AZ RA APPROVED 2024-06-05
TX RA APPROVED 2024-06-05
GA RA APPROVED 2023-09-01
NJ RA APPROVED 2023-09-01
NY RA APPROVED 2023-09-01
PA RA APPROVED 2023-09-01
  • NC RA
    APPROVED
    Since 2024-09-26
  • FL RA
    APPROVED
    Since 2024-08-23
  • AZ RA
    APPROVED
    Since 2024-06-05
  • TX RA
    APPROVED
    Since 2024-06-05
  • GA RA
    APPROVED
    Since 2023-09-01
  • NJ RA
    APPROVED
    Since 2023-09-01
  • NY RA
    APPROVED
    Since 2023-09-01
  • PA RA
    APPROVED
    Since 2023-09-01

Branch Locations

45 N. Broad St Suite 502, Ridgewood, NJ 07450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Phoenix AZ 01/2009 09/2023
Osaic Wealth, Inc. New York NY 09/2023 Present
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 09/2023 → Present
    New York, NY
Previous Registrations
  • 2017-01-10 → 2023-09-01
    Osaic Services, Inc.
    Kent Lakes, NY
    New York, NY
Other Businesses

1) EBNY FINANCIAL LLC, INDEPENDENT INSURANCE SALES, COMMENCED 09/2004, LLC, INVESTMENT RELATED, 80 HOURS/MONTH TIME SPENT, 100% OWNERSHIP, AGENT/REPRESENTATIVE; EBNY INSURANCE SERVICES, INC, INDEPENDENT INSURANCE SALES, INVESTMENT RELATED, CORPORATION, 50% OF TIME SPENT PER MONTH, 1% OWNERSHIP, AGENT; 2)RENTAL PROPERTY POSITION: owner NATURE: I co-own a residential rental property in which I will receive rental income. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2016 ADDRESS: 212 California St, Ridgewood NJ 07450, United States DESCRIPTION: I will be a landlord collecting monthly rent check. A realtor will handle everything for me.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-29
S63 Uniform Securities Agent State Law Examination 1997-04-14
  • S65 Uniform Investment Adviser Law Examination
    2003-10-29
  • S63 Uniform Securities Agent State Law Examination
    1997-04-14
Designations

View on SEC IAPD

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