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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-02
SC RA APPROVED 2006-04-25
  • TX RA
    APPROVED
    Since 2013-01-02
  • SC RA
    APPROVED
    Since 2006-04-25

Branch Locations

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Charleston SC 06/2002 Present
Wells Fargo Advisors Llc Moncks Corner SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Moncks Corner SC 11/2016 Present
  • 06/2002 → Present
    Wachovia Bank, N.A.
    Charleston, SC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Moncks Corner, SC
  • 11/2016 → Present
    Moncks Corner, SC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-03
  • S63 Uniform Securities Agent State Law Examination
    1997-04-03
Designations
Other Names
  • William Columbus Coffey
  • William Columbus Coffey

View on SEC IAPD

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