Best Investors Account Sign in

Kristopher Wayne Miller

T & M Financial Inc.

Topeka, KS

Claim This Profile
Current Employers
T & M Financial Inc.

3706 Sw Topeka Blvd. Suite 400, Topeka, KS 66609 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-05-23
  • KS RA
    APPROVED
    Since 2018-05-23

Branch Locations

3706 Sw Topeka Blvd. Suite 400, Topeka, KS 66609 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tandem Securities, Inc. Topeka KS 03/2006 Present
T&M Financial, Inc. Topeka KS 06/1997 Present
Tandem Advisors, Inc. Topeka KS 10/2007 Present
  • 03/2006 → Present
    Tandem Securities, Inc.
    Topeka, KS
  • 06/1997 → Present
    T&M Financial, Inc.
    Topeka, KS
  • 10/2007 → Present
    Tandem Advisors, Inc.
    Topeka, KS
Previous Registrations
  • 2008-05-16 → 2016-11-30
    T & M Financial Inc.
    Topeka, KS
  • 2005-03-14 → 2006-10-30
    Woodbury Financial Services, Inc.
    Topeka, KS
    Topeka, KS
Other Businesses

PROPERTY RENTAL, NOT INVESTMENT RELATED, 2025 SW TARA AVE, TOPEKA KS,PROPERTY RENTAL 50% OWNER, OVERSEE THE UPKEEP AND MAINTENANCE FOR RENTAL PROPERTY DEVOTE 50 HRS PER YEAR NOT DURING TRADING HRS, STARTED OCTOBER 2000 T&M FINANCIAL, INC.IS INVESTMENT RELATED. LOCATED AT 3706 SW TOPEKA BLVD.STE 400, TOPEKA, KS. FINANCIAL PLANNING, DIRECTOR OF OPERATIONS. START DATE JUNE 1, 1997.HRS/MO DEVOTED IS 120 HRS. HRS/MO DURING TRADING HRS IS 60 HRS. DUTIES ARE RECRUIT, HIRE, TRAIN, SUPERVISE NEW AND CURRENT ASSOC. OF THE FIRM, IN ADDITION TO PERSONAL PRODUCTION IN INVESTMENTS AND TRADITIONAL INS PRODUCTS. TANDEM ADVISORS, INC.IS INVESTMENT RELATED. LOCATED AT 3706 SW TOPEKA BLVD.TOPEKA, KS.RIA. PRESIDENT/OWNER. 10/23/07. HRS/MO DEVOTED 60.DURING TRADING HRS 40 NE KS CHAPTER OF FINANCIAL SERVICE PROFESSIONALS.NOT INVESTMENT RELATED.NEWTOWN SQUARE, PA.EDUCATION.PRESIDENT.JULY 08.2 HRS.RECRUIT, INCREASE MMBERSHIP, SCHED MTNGS INDEPENDENT INSURANCE AGENT MUL

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-03-25
  • S63 Uniform Securities Agent State Law Examination
    1997-03-25
Other Names
  • Kris Miller

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Topeka, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor