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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-03-28
TX RA APPROVED_RES 2012-05-30
IL RA APPROVED 2008-07-14
  • GA RA
    APPROVED
    Since 2019-03-28
  • TX RA
    APPROVED_RES
    Since 2012-05-30
  • IL RA
    APPROVED
    Since 2008-07-14

Branch Locations

89 Lincolnwood Rd Ste 103, Highland Park, IL 60035-5229 • United States

1 Tower Ln Ste 2160, Oakbrook Terrace, IL 60181 • United States

Chicago, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Oakbrook IL 07/2008 03/2020
Ameriprise Financial Services, Llc Oakbrook IL 03/2020 Present
Previous Registrations
  • 2024-01-30 → 2024-03-06
    Oakbrook Terrace, IL
    Oakbrook Terrace, IL
    San Diego, CA
    Orland Park, IL
  • 2006-05-11 → 2008-07-01
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Oak Park, IL
    River Grove, IL
    North Riverside, IL
    Niles, IL
    Park Ridge, IL
    Schiller Park, IL
    Melrose Park, IL
    Oak Park, IL
    Skokie, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Buffalo Grove, IL
    Niles, IL
    Chicago, IL
    Park Ridge, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Skokie, IL
    Skokie, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 1997-12-04 → 2006-05-16
    Madison, WI
    Madison, WI
    Madison, WI
Other Businesses

Real Estate Ownership; Lot/Land; 634 rodney cutoff , , calico rock, AR, 72519; Investment-Related; 04/01/2024. Business Ownership; The Schultze Group; it is the Ameriprise practice to pay myself and staff.; I use it to run payroll my accountant recommended to do it; 1 oakbrook terrace suite 700oakbrook terrace il 6081, ,; Not Investment-Related; 02/14/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Data House Ventures, LLC; Owner; Intel Smart Edge is a combination software and chip components. that take randomized, anonymous data and package it for sale to data brokers; 30 N Gould St #40922, , Sheridan, WY, 82801; Not Investment-Related; 02/20/2024; 0 hours per month; 0 during trading hours / Jordan Marina LLC; Co-owner; Boat marina in Arkansas. It has 266 boats slips that get rented for the year a long with a store that sells clothes, shoes, and snacks.; 3291 Jordan Landing Rd, , calico rock , AR, 72519; Not Investment-Related; 05/08/2024; 1 to 9 hours per month; 0 during trading hours / Oakbrook Cornerstone LLC; Co-owner; Manage Ameriprise Business; 1 tower lane, suite 2160, oakbrook terrace, IL, 60181; Investment-Related; 08/12/2024; 1 to 9 hours per month; 0 during trading hours / Schultze Real Estate Group LLC; Co-owner; Real Estate; 634 rodney cutoff, , calico rock, AR, 72519; Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours / Arkansas Farm House; Co-owner; Real Estate; 744 rodney cutoff, , jordan, AR, 72519; Investment-Related; 01/14/2026; 1 to 9 hours per month; 0 during trading hours / Arkansas Construction Equipment; Co-owner; Buying a Skytrak telehandler to rent to construction workers.; 127 Eagle Feather Ct, , calico rock, AR, 72519; Not Investment-Related; 01/14/2026; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-24
S63 Uniform Securities Agent State Law Examination 1997-05-23
  • S65 Uniform Investment Adviser Law Examination
    1998-01-24
  • S63 Uniform Securities Agent State Law Examination
    1997-05-23
Designations

View on SEC IAPD

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