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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-08-10 |
| NC | RA | APPROVED | 2025-06-27 |
| MA | RA | APPROVED | 2024-04-24 |
| MI | RA | APPROVED | 2024-04-23 |
| PA | RA | APPROVED | 2024-04-22 |
| OH | RA | APPROVED | 2023-01-30 |
| AR | RA | APPROVED | 2021-09-20 |
| NY | RA | APPROVED | 2021-04-16 |
| FL | RA | APPROVED | 2021-03-25 |
| TX | RA | APPROVED | 2015-03-06 |
| CA | RA | APPROVED | 2015-02-13 |
| NJ | RA | APPROVED | 2015-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company | New York | NY | 03/1997 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
1. Retek Benefits Solutions-Insurance Other than Guardian, Start: 06/01/2011, Address: 1270 47th St Brooklyn NY 11219, 20 bus hrs per month, Investment related, 2. Congregation of Whispering Woods-Officer, Start: 06/01/2017, Address: 1 Lazy G Blvd Woodridge NY 12789, 3 non bus hrs per month, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-01 |
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