Scott Jay Karl

Current Employers

Employment History

• 05/2014 → 11/2016
  Brooklight Place Securities, Inc.
  Fresno, CA
• 11/2016 → 06/2017
  Interactive Financial Advisors
  Oakbrook, IL
• 07/2017 → 12/2022
  Guardian Pointe Private Wealth Management
  Brighton, MI
• 12/2022 → Present
  Caitlin John, Llc
  Brighton, MI
• 01/1997 → Present
  Scott Karl Economic And Insurance Services
  Fresno, CA

Previous Registrations

• 2017-08-02 → 2022-12-20
  Guardian Pointe Private Wealth Management, Llc
  Fresno, CA
  Brighton, MI
• 2017-03-27 → 2017-06-01
  Interactive Financial Advisors
  Oakbrook, IL

Other Businesses

1) NAME OF BUSINESS: SCOTT KARL ECONOMIC AND INSURANCE SERVICES; NATURE OF BUSINESS: SALES OF FIXED INSURANCE PRODUCTS INCLUDING LIFE INSURANCE, TERM INSURANCE, WHOLE LIFE INSURANCE, HEALTH INSURANCE; LOCATION: 7321 N TAMERA AVE, FRESNO, CA 93711; START DATE: 1997; APPROXIMATE NUMBER OF HOURS PER MONTH: 160; APPROXIMATE NUMBER OF HOURS PER MONTH DURING SECURITIES TRADING HOURS: 8. 2) NAME OF BUSINESS: LEGAL SHIELD; NATURE OF BUSINESS: SALES OF LEGAL SERVICES, LEGAL PLANS, IDENTITY THEFT SERVICES; LOCATION: 7321 N TAMERA AVE, FRESNO, CA 93711; START DATE: 2007; APPROXIMATE NUMBER OF HOURS PER MONTH: 1; APPROXIMATE NUMBER OF HOURS PER MONTH DURING SECURITIES TRADING HOURS: 0. 3)NAME OF BUSINESS: SCOTT KARL SEPARATE PROPERTY LIVING TRUST; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE THAT IS LEASED OUT TO A FAST FOOD BUSINESS; LOCATION: 7321 N TAMERA AVE, FRESNO, CA 93711; START DATE: 03/12; APPROXIMATE NUMBER OF HOURS PER MONTH: 3-5; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0. 4)NAME OF BUSINESS: COLLEGE PLANNING NETWORK; NATURE OF BUSINESS: FREE WORKSHOPS, FREE CONSULTATION TO PARENTS, SCHOOL DISTRICT DECISION MARKERS; LOCATION: 7321 N TAMERA AVE, FRESNO, CA 93711; START DATE: 2017; APPROXIMATE NUMBER OF HOURS PER MONTH: 15; APPROXIMATE NUMBER OF HOURS PER MONTH DURING SECURITIES TRADING HOURS: 10. THERE IS A COLLEGE PREP EXPERT THAT I CAN REFER PARENTS TO IN ADDITION TO MY SERVICES. THE COLLEGE PREP EXPERT WILL PAY A REFERRAL FEE IF SERVICES ARE USED TO RR OF $300-$400. 5)NAME OF BUSINESS: STRATEGIC EDUCATION TECHNOLOGIES (SET) NATURE OF BUSINESS: FREE WORKSHOPS, FREE CONSULTATION TO PARENTS, SCHOOL DISTRICT DECISION MARKERS; LOCATION: 7321 N TAMERA AVE, FRESNO, CA 93711; START DATE: 2017; APPROXIMATE NUMBER OF HOURS PER MONTH: 90; APPROXIMATE NUMBER OF HOURS PER MONTH DURING SECURITIES TRADING HOURS: 80. THERE IS A COLLEGE PREP EXPERT THAT I CAN REFER PARENTS TO IN ADDITION TO MY SERVICES. THE COLLEGE PREP EXPERT WILL PAY A REFERRAL FEE IF SERVICES ARE USED TO RR OF $300-$400.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-24
• S63 Uniform Securities Agent State Law Examination
  1997-06-12