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Joseph Hugh Mcauley

Robert W. Baird & Co. Incorporated

Charleston, SC

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-15
TX RA APPROVED_RES 2018-08-14
SC RA APPROVED 2014-04-07
  • FL RA
    APPROVED
    Since 2018-08-15
  • TX RA
    APPROVED_RES
    Since 2018-08-14
  • SC RA
    APPROVED
    Since 2014-04-07

Branch Locations

25 Calhoun Street Suite 200, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co Charleston SC 04/2014 Present
  • 04/2014 → Present
    Robert W Baird & Co
    Charleston, SC
Previous Registrations
  • 2008-01-01 → 2014-04-08
    Wells Fargo Clearing Services, Llc
    Charleston, SC
    Charleston, SC
  • 2005-06-15 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Charleston, SC
    Charleston, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-09
S63 Uniform Securities Agent State Law Examination 1997-05-22
  • S66 Uniform Combined State Law Examination
    2005-06-09
  • S63 Uniform Securities Agent State Law Examination
    1997-05-22
Other Names
  • Jody Mcauley
  • Joseph H Mcauley

View on SEC IAPD

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Other Offices

BALLAST ROCK PRIVATE WEALTH · CHARLESTON, SC
PALMETTO ADVISORY · CHARLESTON, SC
CHARLESTON EQUITY PARTNERS, LLC · CHARLESTON, SC
EQUITABLE ADVISORS, LLC · CHARLESTON, SC
ADVISOR.COM · CHARLESTON, SC
TIME & WEALTH MANAGEMENT, LLC · CHARLESTON, SC
EDWARD JONES · CHARLESTON, SC
GREYSTAR INVESTMENT GROUP, LLC · CHARLESTON, SC

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