Eric Alan Kaplan

Current Employers

Employment History

• 11/2014 → 02/2024
  Lpl Financial, Llc
  Boynton Beach, FL
• 11/2014 → 12/2019
  Gaines Finanancial Group, Inc. Dba K&G Financial Group
  Boca Raton, FL
• 01/2020 → Present
  Wealthcare Advisory Partners, Llc
  Boynton Beach, FL
• 02/2024 → Present
  Osaic Wealth, Inc.
  Boynton Beach, FL

Previous Registrations

• 2020-01-02 → 2024-03-04
  Wealthcare Advisory Partners Llc
  Boynton Beach, FL
  West Chester, PA
  Boca Raton, FL
• 2014-12-17 → 2020-01-13
  Gaines Financial Group
  Boca Raton, FL
• 2008-10-30 → 2014-12-08
  Ameriprise Financial Services, Llc
  Palm Beach Gardens, FL
  Boca Raton, FL
• 2004-11-01 → 2008-10-28
  Wells Fargo Clearing Services, Llc
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
• 1999-10-14 → 2004-10-20
  Charles Schwab & Co., Inc.
  Boca Raton, FL

Other Businesses

1. EAK MANAGEMENT SERVICES LLC POSITION: Manager NATURE: Real estate, this LLC owns the office that we operate from. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2020 ADDRESS: 1210 S Federal Highway, suite 201, Boynton Beach FL 33435, United States DESCRIPTION: I check on the payment of bills such as electric and internet. 2. BNI POSITION: membership committee NATURE: marketing group/ referral group INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 01/13/2020 ADDRESS: 214 NE 26th St, Boca Raton FL 33431, United States DESCRIPTION: BNI is a marketing referral network 3. EAK VENTURES LLC POSITION: owner NATURE: LLC to receive commissions and fees from work thru Osaic Wealth. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/11/2015 ADDRESS: 214 NE 26th St, Boca Raton FL 33431, United States DESCRIPTION: Legal entity for the purposes of accounting and to pay taxes for financial services. 4. ERIC KAPLAN INSURANCE AGENT POSITION: insurance agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/1997 ADDRESS: 1210 S Federal Hgwy, suite 201, Boynton Beach FL 33435, United States DESCRIPTION: sales and service of life health and fixed annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-29
• S63 Uniform Securities Agent State Law Examination
  1999-03-15

Other Names

• Eric Alan Kaplan