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Current Employers
Hantz Financial Services, Inc.

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2011-10-24
WI RA APPROVED 2011-10-24
MI RA APPROVED 2011-05-10
  • IN RA
    APPROVED
    Since 2011-10-24
  • WI RA
    APPROVED
    Since 2011-10-24
  • MI RA
    APPROVED
    Since 2011-05-10

Branch Locations

228 West Washington St, Marquette, MI 49855 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Services, Inc. Marquette MI 06/1999 Present
Other Businesses

Nice Community Schools, Westwood High School, Non-investment related; 300 Westwood Drive, Ishpeming MI 49849; https://nice.k12.mi.us; Head Varsity Bowling Coach; Began November 14, 2024; Approximately 24 hours per month devoted to this business; approximately 12 hours per month devoted during securities trading hours; Duties include coaching and organizing the home meets and travel plans.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-06
S63 Uniform Securities Agent State Law Examination 1997-04-11
  • S65 Uniform Investment Adviser Law Examination
    2011-05-06
  • S63 Uniform Securities Agent State Law Examination
    1997-04-11

View on SEC IAPD

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