Brad Alexander Katz

Current Employers

Employment History

• 04/2007 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Fairfield, NJ
• 01/2015 → Present
  Lifelong Investments Llc,
  Fairfield, NJ

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Boonton, NJ
  Fairfield, NJ
• 2007-04-26 → 2012-07-02
  First Allied Securities, Inc.
  Wayne, NJ
  Great Neck, NY
  Fairfield, NJ
  Dover, NJ
• 2006-03-30 → 2007-05-08
  Affinity Investment Services, Llc
  Basking Ridge, NJ
  Basking Ridge, NJ
  Basking Ridge, NJ

Other Businesses

1.) NAME OF OTHER BUSINESS: LIFELONG INVESTMENTS LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2015, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES, AND HOLDING COMPANY; 2.) BRAD KATZ/GENERAL AGENT:FIXED INSURANCE BUSINESS; AGENT/REPRESENTATIVE; INSURANCE; START DATE:3/1/2011 3.) Brad Katz; Instructor; Education/Teaching; start date 10/01/2016; 4 hours per month. 4.) Lifelong Investments, LLC; Owner; Non-CPA Accounting and/or Tax Preparation; Start Date 02/01/2015; 4 hours per month. 5) NAME OF OTHER BUSINESS: BULLDOGS BLUELINE BOOSTER CLUB; INVESTMENT RELATED: NO; ADDRESS: 43 GRANDVIEW AVE NORTH HALEDON, NJ 07508; NATURE OF BUSINESS: NON PROFIT; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ORGANIZATION OF THE BOOKS; INCLUDES BANK ACCOUNTS, TAX RETURNS, FINANCIAL AUDITS, REVIEW STATEMENTS, REVIEW EXPENDITURE, REVIEW INVOICES, BALANCE AND REPORTS TO MEMBERSHIP;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-02-07
• S63 Uniform Securities Agent State Law Examination
  1997-06-04