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Ai L Welch

Hightower Advisors, LLC

North Andover, MA

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-08-16
  • MA RA
    APPROVED
    Since 2023-08-16

Branch Locations

575 Turnpike Street, North Andover, MA 01845 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 06/1996 07/2023
Hightower Advisors Chicago IL 07/2023 Present
  • 06/1996 → 07/2023
    Northwestern Mutual Life
    Milwaukee, WI
  • 07/2023 → Present
    Hightower Advisors
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-16
S63 Uniform Securities Agent State Law Examination 1997-04-17
  • S65 Uniform Investment Adviser Law Examination
    2022-11-16
  • S63 Uniform Securities Agent State Law Examination
    1997-04-17
Other Names
  • Ai Lawrence Welch

View on SEC IAPD

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Other Offices

NORTHERN CAPITAL SECURITIES CORPORATION · NORTH ANDOVER, MA
OSAIC WEALTH, INC. · NORTH ANDOVER, MA
SIMPSON INVESTMENT COUNSEL · North Andover, MA
CONNOLLY FINANCIAL ADVISORS, INC. · NORTH ANDOVER, MA
CONNOLLY FINANCIAL ADVISORS, INC. · North Andover, MA
FOCUS PARTNERS WEALTH, LLC · NORTH ANDOVER, MA
BRADFORD FINANCIAL SERVICES CORP · North Andover, MA
STONEX ADVISORS INC. · North Andover, MA

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