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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-07-02 |
Branch Locations
6550 N. Wickham Rd., Ste. 1, Melbourne, FL 32940-2038 • United States
7317 Merchant Ct Ste B, Lakewood Ranch, FL 34240 • United States
Saint James City, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Oviedo | FL | 06/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Palm Bay | FL | 03/2020 | Present |
Real Estate Ownership; Lot/Land; vacant land, ,; Not Investment-Related; 07/09/2014. Business Ownership; El Pescado Grande, LLC; Financial; Real Estate properties are owned by the LLC; 5400 Pine Island RdBokeelia Fl 33922, ,; Not Investment-Related; 02/15/2017; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-17 |
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