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Matthew Paul Shannon

Rbc Capital Markets, LLC

Bangor, ME

Orono, ME

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-31
ME RA APPROVED 2005-02-25
  • TX RA
    APPROVED_RES
    Since 2017-03-31
  • ME RA
    APPROVED
    Since 2005-02-25

Branch Locations

23 Water Street Suite 303, Bangor, ME 04401-6373 • United States

Orono, ME • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Bangor ME 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Bangor, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-27
  • S66 Uniform Combined State Law Examination
    2000-05-27

View on SEC IAPD

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