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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Century City | CA | 03/2001 | Present |
| Morgan Stanley Smith Barney | El Segundo | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
- THE BABY WHISPERER - NOT INVESTMENT RELATED - BABY PRODUCTS - CONSULTANT - 8/1/2006 - APPRX. 12 HOURS PER WEEK - NO HOURS DURING SECURITIES TRADING HOURS - OVERSEE THE PRODUCTION AND DISTRIBUTION OF DVD AND BABY BOTTLE rental property, yes, Manhattan Beach, CA, Sole Proprietor / Owner / Partner, Collect rent check, During business hrs. 0, After business hrs. 0, 05/2015, *248840- Real Estate; Investment related -Yes; Manhattan Beach, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2021; During business hours: 0; After business hours: .05;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-09 |
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