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Deborah Tinnell Ellis

Arax Advisory Partners

New York, NY

Houston, TX

CRD 2866138

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Employer firm

Arax Advisory Partners CRD 133535

$26.5B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-17
  • TX RA
    APPROVED
    Since 2026-07-17

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

4444 Westheimer Road Suite G500, Houston, TX 77027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usca Securities Llc Houston TX 11/2018 Present
W Hamilton And Co, Llc Austin TX 08/2016 06/2018
Unemployed Houston TX 06/2018 11/2018
Us Capital Wealth Advisors Houston TX 06/2021 06/2026
Arax Advisory Partners Houston TX 06/2026 Present
  • 11/2018 → Present
    Usca Securities Llc
    Houston, TX
  • 08/2016 → 06/2018
    W Hamilton And Co, Llc
    Austin, TX
  • 06/2018 → 11/2018
    Unemployed
    Houston, TX
  • 06/2021 → 06/2026
    Us Capital Wealth Advisors
    Houston, TX
  • 06/2026 → Present
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-14
  • S66 Uniform Combined State Law Examination
    2026-03-14
Other Names
  • Deborah K Tinnell
  • Deborah Edmonds
  • Deborah Kirsten Tinnell
  • Deborah Kirsten Ellis
  • Deborah Kristen Ellis

View on SEC IAPD

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