Brian Joseph Thomas

Current Employers

Employment History

• 01/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Des Moines, IA
• 12/2009 → Present
  Bank Of America, N.A.
  Des Moines, IA

Previous Registrations

• 2005-03-16 → 2008-02-12
  U.S. Bancorp Investments, Inc.
  Pella, IA
  Newton, IA
  Newton, IA
  New Sharon, IA
  Chariton, IA
  Diagonal, IA
  Mount Ayr, IA
  Pella, IA
• 2002-01-16 → 2004-11-29
  U.S. Bancorp Asset Management, Inc.
  Pella, ID

Other Businesses

I*71576 For profit or not for profit: For-Profit Organization Name of outside business organization: tomhill llc Investment related: N Address of business: moravia, Iowa 52571 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 4/23/2014 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: hunting services, I provide a lodge and the land to hunt. Compensation,, I have never been paid to hunt, however they do usually leave some cash for the lodging and food they eat. It's more a hobby, but mgmt wanted me to tell you about this activi I*94508 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 26 PROPERTIES INVESTMENT RELATED: N ADDRESS OF BUSINESS: KNOXVILLE, IOWA 50138 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 5/15/2016 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-15
• S63 Uniform Securities Agent State Law Examination
  1997-04-28

Other Names

• Brian Thomas