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Asa Lee Savage

Aegis Capital Corp.

New York, NY

Sun City West, AZ

Portland, OR

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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2015-07-08
  • OR RA
    APPROVED
    Since 2015-07-08

Branch Locations

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Sun City West, AZ • United States

1000 Sw Broadway Suite 1220, Portland, OR 97205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp Portland OR 07/2015 Present
Previous Registrations
  • 2012-04-11 → 2015-07-07
    Jhs Capital Advisors, Llc
    Tampa, FL
    Salem, OR
  • 2002-10-24 → 2012-04-11
    Paulson Investment Company Llc
    Salem, OR
    Portland, OR
    Lake Oswego, OR
    Salem, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-11
S63 Uniform Securities Agent State Law Examination 1997-08-06
  • S65 Uniform Investment Adviser Law Examination
    1998-12-11
  • S63 Uniform Securities Agent State Law Examination
    1997-08-06
Other Names
  • Pete Savage

View on SEC IAPD

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