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520 Madison Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-01-27 |
| MA | RA | APPROVED | 2025-11-07 |
| OR | RA | APPROVED | 2025-10-22 |
| PR | RA | APPROVED | 2025-10-17 |
| AZ | RA | APPROVED | 2025-10-14 |
| AR | RA | APPROVED | 2025-10-01 |
| AK | RA | APPROVED | 2025-09-23 |
| KY | RA | APPROVED | 2025-09-23 |
| MN | RA | APPROVED | 2025-09-23 |
| MT | RA | APPROVED | 2025-09-23 |
| SC | RA | APPROVED | 2025-09-23 |
| MI | RA | APPROVED | 2025-09-22 |
| ND | RA | APPROVED | 2025-09-22 |
| OK | RA | APPROVED | 2025-09-22 |
| WV | RA | APPROVED | 2025-09-22 |
| WY | RA | APPROVED | 2025-09-22 |
| CO | RA | APPROVED | 2025-09-19 |
| CT | RA | APPROVED | 2025-09-19 |
| GA | RA | APPROVED | 2025-09-19 |
| HI | RA | APPROVED | 2025-09-19 |
| IL | RA | APPROVED | 2025-09-19 |
| IN | RA | APPROVED | 2025-09-19 |
| IA | RA | APPROVED | 2025-09-19 |
| ME | RA | APPROVED | 2025-09-19 |
| MD | RA | APPROVED | 2025-09-19 |
| NV | RA | APPROVED | 2025-09-19 |
| NH | RA | APPROVED | 2025-09-19 |
| NM | RA | APPROVED | 2025-09-19 |
| PA | RA | APPROVED | 2025-09-19 |
| RI | RA | APPROVED | 2025-09-19 |
| SD | RA | APPROVED | 2025-09-19 |
| VA | RA | APPROVED | 2025-09-19 |
| VI | RA | APPROVED | 2025-09-19 |
| AL | RA | APPROVED | 2025-09-18 |
| CA | RA | APPROVED | 2025-09-18 |
| DE | RA | APPROVED | 2025-09-18 |
| ID | RA | APPROVED | 2025-09-18 |
| KS | RA | APPROVED | 2025-09-18 |
| LA | RA | APPROVED | 2025-09-18 |
| MS | RA | APPROVED | 2025-09-18 |
| MO | RA | APPROVED | 2025-09-18 |
| NE | RA | APPROVED | 2025-09-18 |
| NJ | RA | APPROVED | 2025-09-18 |
| NY | RA | APPROVED | 2025-09-18 |
| NC | RA | APPROVED | 2025-09-18 |
| OH | RA | APPROVED | 2025-09-18 |
| TX | RA | APPROVED | 2025-09-18 |
| UT | RA | APPROVED | 2025-09-18 |
| VT | RA | APPROVED | 2025-09-18 |
| WA | RA | APPROVED | 2025-09-18 |
| WI | RA | APPROVED | 2025-09-18 |
| FL | RA | APPROVED | 2023-11-13 |
Branch Locations
520 Madison Avenue, New York, NY 10022 • United States
1450 Brickell Ave Suite 1710, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Aventura | FL | 04/2016 | 11/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 05/2016 | 11/2023 |
| Jefferies Llc | Miami Beach | FL | 11/2023 | Present |
| Jefferies Investment Advisers Llc | Miami Beach | FL | 11/2023 | Present |
(1).RENTAL PROPERTY; INVESTMENT RELATED; SUNNY ISLES BEACH/FL; TITLE: OWNER; START DATE: 8/2016; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 2. (2).Sky LLC ; Investment related Yes; Florida; Rental; Sole Proprietor/Owner/ Partner(proprietor,partner,officer,director,employee,trustee, agent);11/2016 ; During business hours:0;After business hours:1 (3)Edificio Leininger III, SRAL : Family Apartment: 19 Rue Hautefeuelle, Saint Germiab, Paris France: Director: 0 hours (4) From the Sky LLC: Participation in Restaurant: 4111 S Ocean Dr, Hollywood, FL 33019: 0 hours (5) Terra Nuova LTD.; Partner; 0 hours in business functions; family owned business "Name of the other business: Terra Nuova LTD. Whether the business is investment-related: No Nature of the other business: The company import Italian kitchen cabinet for private homes. The owner is my sister Elsa Govea and she is an architect and do also the designs. Your position/title/relationship: Partner Start date of your relationship: 06/14/2024 Approximate number of hours/month devoted: 0 Number of hours during securities trading hours: 0 Briefly describe your duties: None" "Name of the other business: 1204 Ocean One Inc. Whether the business is investment-related: No Nature of the other business: It is a family apartment and now is using by my brother. Your position/title/relationship: Director Start date of your relationship: 05/01/1999 Approximate number of hours/month devoted: 0 Number of hours during securities trading hours: 0 Briefly describe your duties: Gave the expenses to de accountant to do the taxes." "Name of the other business: Maria Alejandra Govea Whether the business is investment-related: Yes Nature of the other business: It is an apartment for rent. Your position/title/relationship: Proprietor Start date of your relationship: 06/01/1999 Approximate number of hours/month devoted: 0 Number of hours during securities trading hours: 0 Briefly describe your duties: I have a realtor in charge of the rent and also manage the property." "Name of the other business: Rental Property Sunny Isles Beach FL Whether the business is investment-related: Nature of the other business: Your position/title/relationship: Start date of your relationship: 01/00/1900 Approximate number of hours/month devoted: Number of hours during securities trading hours: Briefly describe your duties: "
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-24 |
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