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David Ying-Kit Yu

Charles Schwab & Co., Inc.

Richfield, OH

Redwood City, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1999-01-25
  • CA RA
    APPROVED
    Since 1999-01-25

Branch Locations

4150 Kinross Lakes Pkwy, Richfield, OH 44286 • United States

Redwood City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Francisco CA 07/1998 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-19
S63 Uniform Securities Agent State Law Examination 1997-12-10
  • S65 Uniform Investment Adviser Law Examination
    1997-12-19
  • S63 Uniform Securities Agent State Law Examination
    1997-12-10
Other Names
  • Daivd Yingkit Yu
  • David Ying Kit Yu
  • David Yingkit Yu
  • David Y.K Ying-Kit Yu
  • David Ying-Kit Yu
  • David Y K Ying-Kit Yu

View on SEC IAPD

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Other Offices

SCHWAB WEALTH ADVISORY, INC. · Richfield, OH
SCHWAB WEALTH ADVISORY, INC. · Richfield, OH
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC · Richfield, OH
EDWARD JONES · Richfield, OH
RABE INVESTMENT CONSULTING GROUP · RICHFIELD, OH
SIKICH FINANCIAL · Richfield, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH

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