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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-11
OH RA APPROVED 2016-05-19
  • TX RA
    APPROVED_RES
    Since 2017-04-11
  • OH RA
    APPROVED
    Since 2016-05-19

Branch Locations

5790 Hudson Drive, Hudson, OH 44236 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Hudson OH 04/2015 Present
Wentz Financial Group Hudson OH 02/2016 Present
Raymond James Financial Services Advisors Inc. Hudson OH 05/2016 Present
Wentz Real Estate Holdings Stow OH 04/2015 Present
Hummer Entertainment Stow OH 04/2015 Present
  • 04/2015 → Present
    Raymond James Financial Services, Inc.
    Hudson, OH
  • 02/2016 → Present
    Wentz Financial Group
    Hudson, OH
  • 05/2016 → Present
    Hudson, OH
  • 04/2015 → Present
    Wentz Real Estate Holdings
    Stow, OH
  • 04/2015 → Present
    Hummer Entertainment
    Stow, OH
Previous Registrations
Other Businesses

(1)Name of Business: Fear the roo Collective LLC Address: 5788 Hudson Drive, Hudson, OH, 44236, United States Activity Type: Non profit Position/Title: Founder Investment Related: No Start Date: 10/31/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: communicate with coaching staff about player eligibility, activities and events associated with akron university basketball. Sole donator of funds to the entity. (2)Name of Business: Hummer Entertainment LLC Address: 3483 Churchill Downs , Stow, OH, 44224, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a holding company for a car collection (3)Name of Business: Wentz Family Foundation Address: 5790 Hudson Dr, Hudson, OH, 44236, United States Activity Type: Non profit Position/Title: Director Investment Related: Yes Start Date: 07/09/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Aid in the decision making process of donating to charities (4)Name of Business: Wentz Financial Group Address: 5790 Hudson Dr, Hudson, OH, 44236, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/05/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor, Branch Manager (5)Name of Business: Wentz Real Estate Holdings Address: 3483 Churchill Downs, Stow, OH, 44224, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole owner, Pay Bills and Authorize Maintenance of properties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-14
S63 Uniform Securities Agent State Law Examination 1997-05-30
  • S66 Uniform Combined State Law Examination
    2006-04-14
  • S63 Uniform Securities Agent State Law Examination
    1997-05-30
Other Names
  • Bud Wentz
  • Lewis Gene Wentz

View on SEC IAPD

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