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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-22
NC RA APPROVED 2010-02-02
PA RA APPROVED 2009-03-19
  • TX RA
    APPROVED
    Since 2016-04-22
  • NC RA
    APPROVED
    Since 2010-02-02
  • PA RA
    APPROVED
    Since 2009-03-19

Branch Locations

72 Glenmaura National Blvd Suite 103, Moosic, PA 18507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 03/2009 Present
Previous Registrations
  • 2008-01-01 → 2009-03-20
    Scranton, PA
    Scranton, PA
  • 2006-02-15 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Scranton, PA
    Scranton, PA
    St. Louis, MO
Other Businesses

1. Boys and Girls Clubs of NEPA, Scranton, PA. Board Member (07/2022) - Monthly board meeting to help executive committee plan for the future of the organization. Not compensated, not investment-related, 1 hour/month. 2. Advisory Council for Lehigh University Center for Financial Services withing the College of Business, Bethlehem, PA. The council, a select group of successful alumni and friends of the college who are in financial services, provides expertise to strategically guide the mission and direction of the Center. Board Member (07/2022) - Volunteer activity at Alma Mater. Role as a Board Member is to help advise those who run the organization plan for the future of the center. Not compensated, not investment related, 1 hour/month. 3. Boys and Girls Clubs of NEPA, Scranton, PA. Chair of Resource Development Committee (07/2022) - Brainstorming fundraising events. Helping with resource development planning, stewardship and cultivation strategies. Not compensated, 1 hour/month, not investment related. 4. Scranton Area Community Foundation Medallion Partner Alliance, Scranton, PA. Founding member (07/2022) of the Medallion Partner Alliance. Duties in this role: Group of financial advisors vetted by the organization as meeting the Scranton Area Foundation's (SAF) standards to manage accounts. Investment related, not compensated, 1 hour/month. 5. North Pocono Public Library, Moscow, PA. Committee Member (04/2025) - Assist with fundraising. Not compensated, not investment related, 2 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-23
S63 Uniform Securities Agent State Law Examination 1999-10-26
  • S66 Uniform Combined State Law Examination
    2004-06-23
  • S63 Uniform Securities Agent State Law Examination
    1999-10-26
Designations

View on SEC IAPD

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